Related Articles
Firm: Command Center Dashboard
Command Center PRINT/Save to PDF the dashboard view of all data Shortcuts to Compass Knowledge Base and Instructions (detailed How-To instructions) Breaks down the number of active (non-terminated) reps the Firm has, by type MY FIRM Middle line is a ...
Rep Dashboard
Rep Dashboard Location of Firm’s most current versions of WSP (Written Supervisory Procedures) & RIA Manual [WSP Attestation] Button will attest to your having access, and responsibility to adhere, to the WSPs/RIA Manual w date of last attestation ...
Firm: FinCEN 314a Review Steps
FinCEN Dashboard (Optional) If you prefer to upload the latest Client List, delete previous list 1. Import most recent client list into Client List Report **Ensure the spreadsheet is saved as CSV **Names must be in ONE column. Full Name (Individual's ...
Firm: Gather List of All Emails
Create a List of Firm Emails Employees Report > 1) Filter for ACTIVE, and 2) any additional filters (optional) > SELECT ALL > EMAILS FOR A EMAIL BLAST (button) COPY all emails in the separator of your choice (comma or semicolon) > paste in any ...
Firm: Onboarding
1. Have Rep Sign Agreement with the Firm If Firm uses a generic agreement, it can be added to FIRM INFO and it will auto-send with prehire 2. Set Up Firm Email Ensure it’s being captured Ensure Rep has access 3. Determine the Rep’s Start Date 4. ...