Fingerprint Instructions - Electronic for FLORIDA

Fingerprint Instructions - Electronic for FLORIDA

Only if you are registering with a FLORIDA RIA (BDs and other state RIAs have different instructions)


Please use the following instructions to have your fingerprints done at your earliest convenience:


1. Go to www.fieldprintflorida.com

2. Sign up as a new user

3. Select a reason to be fingerprinted from the drop down menu: 

            “Investment Advisors – Non-FINRA Securities Personnel” ORI FL921250Z

4. Enter Information as it appears (or is supposed to appear) on U4/CRD File 

5. Follow the prompts on the website to provide demographic information, locate a site and schedule an appointment. 


!!! KEEP A COPY OF THE TCN # AFTER COMPLETED AND SUBMIT TO FIRM !!!  
(TCM = Tracking/Confirmation Number)


Instructions for physical fingerprint cards, completing outside of the United States


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